Filing Details

Accession Number:
0001209191-21-057341
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-22 21:10:11
Reporting Period:
2021-09-20
Accepted Time:
2021-09-22 21:10:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1414932 Oaktree Specialty Lending Corp OCSL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200461 M Leonard Tannenbaum 525 Okeechobee Blvd.
Suite 1770
West Palm Beach FL 33401
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-09-20 4,214,368 $7.10 16,780,963 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,332,773 Indirect Trust
Footnotes
  1. On September 20, 2021, the Reporting Person executed a block trade that was exempt from registration under Rule 144, pursuant to which an aggregate of 4,214,368 shares of the issuer's common stock were sold in a single transaction to an affiliate of the issuer under the terms of the FSC Voting Agreement, at a price of $7.10 per share.
  2. These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the reporting person's family for which Mr. Bernard D. Berman and Mr. James Castro-Blanco. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.