Filing Details

Accession Number:
0000899243-21-036949
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-21 21:14:04
Reporting Period:
2021-09-17
Accepted Time:
2021-09-21 21:14:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1866550 Thoughtworks Holding Inc. TWKS Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1882331 Guo Xiao C/O Thoughtworks Holding, Inc.
200 East Randolph Street, 25Th Floor
Chicago IL 60601
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-09-17 130,742 $19.85 0 No 4 S Direct
Common Stock Acquisiton 2021-09-21 173,818 $0.00 173,818 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to purchase common stock Acquisiton 2021-09-17 941,223 $0.00 941,223 $2.29
Common Stock Options to purchase common stock Acquisiton 2021-09-17 169,781 $0.00 169,781 $2.48
Common Stock Options to purchase common stock Acquisiton 2021-09-17 16,300 $0.00 16,300 $5.16
Common Stock Stock appreciation rights Disposition 2021-09-21 2,005 $0.00 2,005 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,445,472 2021-09-17 2027-10-12 No 4 A Direct
543,838 2021-09-17 2028-12-19 No 4 A Direct
28,763 2021-09-17 2030-09-15 No 4 A Direct
0 No 4 D Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 918,742 Indirect By trust
Footnotes
  1. The reported securities are restricted stock units ("RSUs"), which vest and settle 50% on each of the 6-month and 12-month anniversaries of grant, and include 1,786 RSUs received in exchange for New SARs (as defined below).
  2. 97,488.20 of the reported securities remain subject to time-based vesting.
  3. 105,510.34 of the reported securities remain subject to time-based vesting.
  4. 12,463.00 of the reported securities remain subject to time-based vesting.
  5. The reported securities represented SARs with respect to the Class C Common Stock of the Company, which became SARs (the "New SARs") on the Company's common stock upon completion of the Company's initial public offering (the "IPO") on September 17, 2021. In connection with the IPO, the New SARs were exchanged for RSUs on the Company's common stock.