Filing Details

Accession Number:
0001209191-21-057018
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-21 14:37:18
Reporting Period:
2021-09-17
Accepted Time:
2021-09-21 14:37:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1591588 A-Mark Precious Metals Inc. AMRK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1108038 N Gregory Roberts 2121 Rosecrans Ave
Suite 6300
El Segundo CA 90245
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2021-09-17 2,000 $5.43 12,300 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-09-17 2,000 $57.41 10,300 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2021-09-20 6,000 $5.43 16,300 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-09-20 6,000 $56.00 10,300 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Stock Option (Right to Buy) Acquisiton 2021-09-17 2,000 $0.00 2,000 $5.43
Common Stock, Par Value $0.01 Per Share Stock Option (Right to Buy) Acquisiton 2021-09-20 6,000 $0.00 6,000 $5.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,476 2014-03-14 2023-02-15 No 4 M Direct
9,476 2014-03-14 2023-02-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 778,938 Indirect See footnote 3
Footnotes
  1. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $57.25 to not more than $57.54. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form
  2. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $55.85 to not more than $56.24. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form
  3. Shares beneficially owned by Silver Bow Ventures, LLC, which is 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC.