Filing Details

Accession Number:
0001553350-21-000821
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-20 18:00:09
Reporting Period:
2019-02-21
Accepted Time:
2021-09-20 18:00:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
788920 Pro Dex Inc PDEX Surgical & Medical Instruments & Apparatus (3841) 841261240
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478067 John Nicholas Swenson 5000 W. 36Th Street
Unit 130
Minneapolis MN 55416
Yes No Yes No
1542769 Ao Partners I, Lp 5000 W. 36Th Street
Unit 130
Minneapolis MN 55416
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-02-21 447 $16.00 926,730 No 4 S Indirect By AO Partners I, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By AO Partners I, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 95,613 Direct