Filing Details
- Accession Number:
- 0001209191-21-056752
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-17 19:24:46
- Reporting Period:
- 2021-09-15
- Accepted Time:
- 2021-09-17 19:24:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1618732 | Nutanix Inc. | NTNX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316521 | Tyler Wall | C/O Nutanix, Inc. 1740 Technology Dr., Ste 150 San Jose CA 95110 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-09-15 | 18,750 | $0.00 | 147,085 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-09-15 | 4,688 | $0.00 | 151,773 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-09-15 | 6,483 | $0.00 | 158,256 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-09-16 | 15,282 | $41.74 | 142,974 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2021-09-15 | 18,750 | $0.00 | 18,750 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2021-09-15 | 4,688 | $0.00 | 4,688 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2021-09-15 | 6,483 | $0.00 | 6,483 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,750 | No | 4 | M | Direct | ||
| 37,500 | No | 4 | M | Direct | ||
| 77,797 | No | 4 | M | Direct |
Footnotes
- Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
- Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.
- The RSUs vest as to 25% of the underlying shares on December 15, 2018, with 1/16th of the remaining shares to vest quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
- The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer throughthe applicable vesting date.
- The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
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