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Filing Details

Accession Number:: 0001209191-21-056748
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-09-17 19:21:23
Reporting Period:: 2021-09-15

Accepted Time:: 2021-09-17 19:21:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1643269	Sumo Logic Inc.	SUMO	Services-Prepackaged Software (7372)	272234444

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1822742	Jennifer Mccord	305 Main Street Redwood City CA 94063	Chief Accounting Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-09-15	32,194	$0.00	86,813	No	4	A	Direct
Common Stock	Acquisiton	2021-09-15	7,429	$0.00	94,242	No	4	A	Direct
Common Stock	Disposition	2021-09-15	1,309	$17.93	92,933	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	A	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	15,000	Indirect	See footnote

Footnotes

Each share is represented by a Restricted Stock Unit ("RSU"). One-sixteenth (1/16th) of the RSUs will vest on the first Quarterly Vesting Date following the date of the grant and on each Quarterly Vesting Date thereafter, subject to the Reporting Person continuing to be a service provider to the Issuer through each such date. A "Quarterly Vesting Date" is the first Trading Day on or after each of March 15, June 15, September 15, and December 15.
Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person continuing to be a Service Provider through each such date.
Each share is represented by an RSU. One hundred percent (100%) of the RSUs will vest on the first Quarterly Vesting Date that is on or after the one (1) year anniversary of the date of the grant, subject to the Reporting Person continuing to be a service provider to the Issuer through each such date. A "Quarterly Vesting Date" is the first Trading Day on or after each of March 15, June 15, September 15, and December 15.
Shares sold to cover tax obligations in connection with the vesting of RSUs.
This sale price represents the weighted average sale price of the shares sold ranging from $17.921 to $18.075 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
These shares are held by the Jennifer R. and Robert T. McCord Living Trust, dated April 08, 2020, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.