Filing Details

Accession Number:
0001209191-21-056713
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-17 18:23:32
Reporting Period:
2021-09-15
Accepted Time:
2021-09-17 18:23:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1576942 Stitch Fix Inc. SFIX Retail-Catalog & Mail-Order Houses (5961) 275026540
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1661964 Katrina Lake C/O Stitch Fix, Inc.
1 Montgomery Street, Suite 1500
San Francisco CA 94104
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-09-15 2,670 $35.69 0 No 4 F Direct
Class A Common Stock Acquisiton 2021-09-15 3,472 $0.00 18,078 No 4 C Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock Acquisiton 2021-09-15 20,833 $0.00 20,833 No 4 C Indirect Katrina M. Lake Revocable Trust
Class A Common Stock Acquisiton 2021-09-15 9,053 $0.00 9,053 No 4 C Indirect Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock Disposition 2021-09-15 3,255 $34.23 14,823 No 4 S Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock Disposition 2021-09-15 217 $35.35 14,606 No 4 S Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock Disposition 2021-09-15 19,032 $34.20 1,801 No 4 S Indirect Katrina M. Lake Revocable Trust
Class A Common Stock Disposition 2021-09-15 1,801 $35.19 0 No 4 S Indirect Katrina M. Lake Revocable Trust
Class A Common Stock Disposition 2021-09-15 8,488 $34.30 565 No 4 S Indirect Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock Disposition 2021-09-15 565 $35.35 0 No 4 S Indirect Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock Acquisiton 2021-09-16 3,472 $0.00 18,078 No 4 C Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock Acquisiton 2021-09-16 20,833 $0.00 20,833 No 4 C Indirect Katrina M. Lake Revocable Trust
Class A Common Stock Acquisiton 2021-09-16 9,054 $0.00 9,054 No 4 C Indirect Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock Disposition 2021-09-16 3,215 $33.86 14,863 No 4 S Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock Disposition 2021-09-16 257 $34.53 14,606 No 4 S Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock Disposition 2021-09-16 19,454 $33.86 1,379 No 4 S Indirect Katrina M. Lake Revocable Trust
Class A Common Stock Disposition 2021-09-16 1,379 $34.58 0 No 4 S Indirect Katrina M. Lake Revocable Trust
Class A Common Stock Disposition 2021-09-16 8,561 $33.86 493 No 4 S Indirect Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock Disposition 2021-09-16 493 $34.60 0 No 4 S Indirect Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock Acquisiton 2021-09-17 3,472 $0.00 18,078 No 4 C Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock Acquisiton 2021-09-17 20,834 $0.00 20,834 No 4 C Indirect Katrina M. Lake Revocable Trust
Class A Common Stock Acquisiton 2021-09-17 9,054 $0.00 9,054 No 4 C Indirect Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock Disposition 2021-09-17 6,727 $34.25 11,351 No 4 S Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock Disposition 2021-09-17 1,794 $35.05 9,557 No 4 S Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
Class A Common Stock Disposition 2021-09-17 16,449 $34.27 4,385 No 4 S Indirect Katrina M. Lake Revocable Trust
Class A Common Stock Disposition 2021-09-17 4,385 $35.05 0 No 4 S Indirect Katrina M. Lake Revocable Trust
Class A Common Stock Disposition 2021-09-17 7,148 $34.25 1,906 No 4 S Indirect Katrina M. Lake 2017 Irrevocable Trust
Class A Common Stock Disposition 2021-09-17 1,906 $35.05 0 No 4 S Indirect Katrina M. Lake 2017 Irrevocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 C Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
No 4 C Indirect Katrina M. Lake Revocable Trust
No 4 C Indirect Katrina M. Lake 2017 Irrevocable Trust
No 4 S Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
No 4 S Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
No 4 S Indirect Katrina M. Lake Revocable Trust
No 4 S Indirect Katrina M. Lake Revocable Trust
No 4 S Indirect Katrina M. Lake 2017 Irrevocable Trust
No 4 S Indirect Katrina M. Lake 2017 Irrevocable Trust
No 4 C Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
No 4 C Indirect Katrina M. Lake Revocable Trust
No 4 C Indirect Katrina M. Lake 2017 Irrevocable Trust
No 4 S Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
No 4 S Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
No 4 S Indirect Katrina M. Lake Revocable Trust
No 4 S Indirect Katrina M. Lake Revocable Trust
No 4 S Indirect Katrina M. Lake 2017 Irrevocable Trust
No 4 S Indirect Katrina M. Lake 2017 Irrevocable Trust
No 4 C Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
No 4 C Indirect Katrina M. Lake Revocable Trust
No 4 C Indirect Katrina M. Lake 2017 Irrevocable Trust
No 4 S Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
No 4 S Indirect John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016
No 4 S Indirect Katrina M. Lake Revocable Trust
No 4 S Indirect Katrina M. Lake Revocable Trust
No 4 S Indirect Katrina M. Lake 2017 Irrevocable Trust
No 4 S Indirect Katrina M. Lake 2017 Irrevocable Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2021-09-15 3,472 $0.00 3,472 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-09-15 20,833 $0.00 20,833 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-09-15 9,053 $0.00 9,053 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-09-16 3,472 $0.00 3,472 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-09-16 20,833 $0.00 20,833 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-09-16 9,054 $0.00 9,054 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-09-17 3,472 $0.00 3,472 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-09-17 20,834 $0.00 20,834 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-09-17 9,054 $0.00 9,054 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
219,432 No 4 C Indirect
9,545,564 No 4 C Indirect
72,430 No 4 C Indirect
215,960 No 4 C Indirect
9,524,731 No 4 C Indirect
63,376 No 4 C Indirect
212,488 No 4 C Indirect
9,053,897 No 4 C Indirect
54,322 No 4 C Indirect
Footnotes
  1. Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.
  2. Number of shares reflects transfer of 5,049 shares from direct holdings to the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
  3. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
  4. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  5. The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
  6. The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.
  7. The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.
  8. Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
  9. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.84 to $34.78 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  10. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.77 to $34.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  11. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.78 to $35.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  12. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.84 to $34.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  13. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.42 to $34.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  14. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.43 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  15. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.45 to $34.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  16. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.46 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  17. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.46 to $34.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  18. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.45 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  19. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.79 to $34.46 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  20. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.77 to $34.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  21. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.86 to $34.47 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.