Filing Details

Accession Number:
0001212545-21-000157
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-17 17:44:51
Reporting Period:
2021-09-15
Accepted Time:
2021-09-17 17:44:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212545 Western Alliance Bancorporation WAL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187511 Gary Robert Sarver C/O Western Alliance Bancorporation
One E. Washington Street, Ste 1400
Phoenix AZ 85004
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Depositary Shares Acquisiton 2021-09-15 200,000 $25.00 200,000 No 4 P Indirect Sarver Family Trust dated 9/29/1997 (PS)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Sarver Family Trust dated 9/29/1997 (PS)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 48,044 Direct
Common Stock 107,932 Indirect Robert G. Sarver Trust dated 09/29/1997
Common Stock 621,382 Indirect Sarver Family Trust dated 09/29/1997
Common Stock 30,000 Indirect Spouse
Common Stock 89,822 Indirect SF III Ltd Partnership
Common Stock 5,000 Indirect Children
Footnotes
  1. Each depositary share represents a 1/400th ownership interest in a share of the Issuer's 4.250% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.0001 per share. The depositary shares were purchased in an underwritten public offering.