Filing Details
- Accession Number:
- 0001593968-21-002138
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-17 16:09:05
- Reporting Period:
- 2021-09-15
- Accepted Time:
- 2021-09-17 16:09:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 738214 | Aemetis Inc | AMTX | Industrial Organic Chemicals (2860) | 261407544 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1460201 | Sanjeev Gupta | 20400 Stevens Crek Blvd, Suite 700 Cupertino CA 95014 | Executive Vice President, Md | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-09-16 | 100,000 | $1.72 | 113,014 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-16 | 12,122 | $14.19 | 100,892 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-09-15 | 50,000 | $14.25 | 13,014 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-09-15 | 7,875 | $13.03 | 63,014 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-09-15 | 60,000 | $1.71 | 70,889 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-09-16 | 24,800 | $0.60 | 125,692 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-16 | 1,049 | $14.19 | 124,643 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-09-16 | 23,751 | $14.37 | 100,892 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-09-16 | 87,878 | $14.37 | 13,014 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-09-16 | 12,871 | $14.37 | 143 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock And Series B Preferred | Option (right to buy) | Disposition | 2021-09-16 | 100,000 | $0.00 | 100,000 | $1.72 |
| Common Stock And Series B Preferred | Option (right to buy) | Disposition | 2021-09-15 | 60,000 | $0.00 | 60,000 | $1.71 |
| Common Stock And Series B Preferred | Option (right to buy) | Disposition | 2021-09-16 | 24,800 | $0.00 | 24,800 | $0.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-04-19 | 2027-01-19 | No | 4 | M | Direct |
| 0 | 2019-05-17 | 2023-05-17 | No | 4 | M | Direct |
| 0 | 2020-06-28 | 2030-03-28 | No | 4 | M | Direct |
Footnotes
- The Reporting Person beneficially owned 10,889 shares of the Company before 9/15/2021 issuance. 2,125 shares were held from the 9/15/2021 issuance. As of the date of this filing, the Reporting Person beneficially owned 13,014 shares of the Company.
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