Filing Details

Accession Number:
0001567619-21-017229
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-17 15:46:24
Reporting Period:
2021-09-15
Accepted Time:
2021-09-17 15:46:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1515324 Ares Dynamic Credit Allocation Fund Inc. ARDC Life Insurance (6311) Z4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1097362 Sun Life Financial Inc One York Street
Toronto A6 M5J 0B6
No No Yes No
1381352 Sun Life Assurance Co Of Canada One York Street
Toronto A6 M5J 0B6
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series C Mandatory Redeemable Preferred Stock Acquisiton 2021-09-15 320,000 $25.00 560,000 No 4 P Direct
Series C Mandatory Redeemable Preferred Stock Acquisiton 2021-09-15 320,000 $25.00 560,000 No 4 P Indirect See Footnote 1.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See Footnote 1.
Footnotes
  1. Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares.