Filing Details

Accession Number:
0001433195-21-000092
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-16 21:46:12
Reporting Period:
2021-09-14
Accepted Time:
2021-09-16 21:46:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1433195 Appfolio Inc APPF Services-Prepackaged Software (7372) 260359894
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1643523 Jonathan Walker 50 Castilian Drive
Santa Barbara CA 93117
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-09-14 20,000 $0.00 35,674 No 4 C Indirect By Trust
Class A Common Stock Disposition 2021-09-14 801 $122.71 34,873 No 4 S Indirect By Trust
Class A Common Stock Disposition 2021-09-14 9,599 $0.00 25,274 No 4 G Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Trust
No 4 S Indirect By Trust
No 4 G Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (Right to Buy) Disposition 2021-09-14 20,000 $0.00 20,000 $4.92
Class A Common Stock Class B Common Stock Acquisiton 2021-09-14 20,000 $0.00 20,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-09-14 20,000 $0.00 20,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
54,425 2015-12-03 2024-12-03 No 4 M Indirect
591,802 No 4 M Indirect
571,802 No 4 C Indirect
Footnotes
  1. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer that occurs after the consummation of the initial public offering (the "IPO") of AppFolio, Inc. (the "Issuer"), except for any transfers by (i) a partnership or limited liability company that was a registered holder of shares of Class B Common Stock at the effective time of the IPO to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) a transfer to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date.
  2. All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.