Filing Details

Accession Number:
0001104659-21-116166
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-16 08:30:32
Reporting Period:
2021-09-14
Accepted Time:
2021-09-16 08:30:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
878726 Tuesday Morning Corp TUEM Retail-Variety Stores (5331) 752398532
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1585978 Marc Katz 6250 Lbj Fwy
Dallas TX 75240
Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-14 150,000 $1.71 150,000 No 4 P Direct
Common Stock Acquisiton 2021-09-15 867,052 $0.00 1,017,052 No 4 A Direct
Common Stock Acquisiton 2021-09-15 867,052 $0.00 1,884,104 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
No 4 A Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.80 per share. The reporting person undertakes to provide to Tuesday Morning Corporation, any security holder of Tuesday Morning Corporation or the staff of the S ecurities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in Footnote 1.
  2. Reflects restricted stock units that vest 1/3 each year for three years.
  3. Reflects restricted stock units that vest over five years provided that certain stock price thresholds are met.