Filing Details

Accession Number:
0001209191-21-056302
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-15 21:16:58
Reporting Period:
2021-09-13
Accepted Time:
2021-09-15 21:16:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1591588 A-Mark Precious Metals Inc. AMRK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1437553 Thor Gjerdrum 2121 Rosecrans Ave
Suite 6300
El Segundo CA 90245
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2021-09-13 5,000 $17.00 5,000 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2021-09-13 5,000 $10.20 10,000 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2021-09-13 8,333 $10.34 18,333 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2021-09-13 8,333 $12.34 26,666 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-09-13 10,417 $55.57 16,249 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-09-13 10,509 $56.52 5,740 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-09-13 4,367 $57.58 1,373 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-09-13 1,373 $58.39 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Stock Option (Right to Buy) Disposition 2021-09-13 5,000 $0.00 5,000 $17.00
Common Stock, Par Value $0.01 Per Share Stock Option (Right to Buy) Disposition 2021-09-13 5,000 $0.00 5,000 $10.20
Common Stock, Par Value $0.01 Per Share Stock Option (Right to Buy) Disposition 2021-09-13 8,333 $0.00 8,333 $10.34
Common Stock, Par Value $0.01 Per Share Stock Option (Right to Buy) Disposition 2021-09-13 8,333 $0.00 8,333 $12.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,667 2026-09-07 No 4 M Direct
0 2028-08-30 No 4 M Direct
8,334 2029-07-31 No 4 M Direct
8,334 2029-07-31 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan
  2. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $55.05 to not more than $56.03. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
  3. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $56.05 to not more than $57.02. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
  4. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $57.13 to not more than $58.02. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
  5. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $58.19 to not more than $58.51. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
  6. The option granted covered 66,667 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019.
  7. The option granted covered 15,000 shares, and vested 33.3% per year on August 30, 2019, 2020 and 2021.
  8. The option granted covered 25,000 shares, and vested or vests 33.3% per year on June 30, 2020, 2021 and 2022.