Filing Details
- Accession Number:
- 0000009984-11-000055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-11 15:12:32
- Reporting Period:
- 2011-05-09
- Filing Date:
- 2011-05-11
- Accepted Time:
- 2011-05-11 15:12:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196440 | F Gregory Milzcik | Barnes Group Inc. 123 Main Street Bristol CT 06010 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-09 | 10,000 | $9.56 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-09 | 7,784 | $14.14 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-09 | 10,174 | $15.19 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-09 | 13,890 | $15.19 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-09 | 10,470 | $17.45 | 0 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-09 | 52,318 | $25.34 | 470,911 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option-Right to Buy | Disposition | 2011-05-09 | 10,000 | $0.00 | 10,000 | $9.56 |
| Common Stock | Stock Option-Right to Buy | Disposition | 2011-05-09 | 7,784 | $0.00 | 7,784 | $14.14 |
| Common Stock | Stock Option-Right to Buy | Disposition | 2011-05-09 | 10,174 | $0.00 | 10,174 | $15.19 |
| Common Stock | Stock Option-Right to Buy | Disposition | 2011-05-09 | 13,890 | $0.00 | 13,890 | $15.19 |
| Common Stock | Stock Option-Right to Buy | Disposition | 2011-05-09 | 10,470 | $0.00 | 10,470 | $17.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-02-13 | 2013-02-13 | No | 4 | M | Direct |
| 0 | 2004-04-27 | 2013-02-13 | No | 4 | M | Direct |
| 0 | 2005-05-10 | 2012-02-05 | No | 4 | M | Direct |
| 0 | 2005-05-10 | 2012-02-05 | No | 4 | M | Direct |
| 0 | 2005-11-10 | 2012-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,070 | Indirect | By Company's 401(k) Plan |
Footnotes
- Transaction is made in accordance with a 10b5-1 Plan.
- Includes balances of 4528 restricted stock units from 2/14/2007 grant, 7592 from 2/13/2008 grant, 3643 from 7/24/2008 grant, 57000 from 2/10/2009 grant, 62537 from 2/8/2010 grant, 43800 from 2/9/2011 grant, and 43800 performance share awards from 2/9/2011 grant, that are subject for forfeiture if certain events occur.
- 1 for 1.
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