Filing Details

Accession Number:
0001834515-21-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-15 19:50:04
Reporting Period:
2021-09-01
Accepted Time:
2021-09-15 19:50:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1757715 Aterian Inc. ATER Electric Housewares & Fans (3634) 831739858
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1834515 9830 Macarthur, Llc 30 N. Gould St, Suite R
Sheridan WY 82801
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock ($0.0001 Par Value) Disposition 2021-09-01 181,000 $7.26 4,725,401 No 4 S Indirect By: 9830 Macarthur, LLC
Common Stock ($0.0001 Par Value) Disposition 2021-09-07 10,000 $7.34 4,715,401 No 4 S Indirect By: 9830 Macarthur, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By: 9830 Macarthur, LLC
No 4 S Indirect By: 9830 Macarthur, LLC
Footnotes
  1. 9830 Macarthur, LLC ("Macarthur") is a private investment vehicle. Macarthur driectly owns the securities herin. Nijor Children's Trust UA 1/2/2017 ( the " Trust" )is the Manager of Macarthur. Jelena Puzovic is the Trustee of the Trust. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose
  2. All prices reported herein are exclusive of brokerage commissions. This price is a weighted average price. These shares were disposed in multiple transactions at prices ranging from $7.06 to $7.66, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.
  3. All prices reported herein are exclusive of brokerage commissions. These shares were disposed at an average price of $7.34. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.