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Filing Details

Accession Number:: 0001209191-21-056242
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-09-15 18:36:18
Reporting Period:: 2021-09-13

Accepted Time:: 2021-09-15 18:36:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1577526	C3.Ai Inc.	AI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1031530	M Thomas Siebel	C/O C3.Ai, Inc. 1300 Seaport Blvd, Suite 500 Redwood City CA 94603	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2021-09-13	98,698	$48.71	5,138,629	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-09-13	197,253	$49.52	4,941,376	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-09-13	41,415	$50.30	4,899,961	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-09-14	205,650	$48.62	4,694,311	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-09-14	22,450	$49.42	4,671,861	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-09-15	29,466	$48.57	4,642,395	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-09-15	23,334	$49.19	4,619,061	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-09-15	17,300	$50.27	4,061,761	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-09-15	5,300	$50.95	4,596,461	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,756,390	Direct
Class A Common Stock	9,216	Indirect	See Footnote
Class A Common Stock	170,294	Indirect	See Footnote
Class A Common Stock	72,695	Indirect	See Footnote
Class A Common Stock	1,237,115	Indirect	See Footnote

Footnotes

Transaction pursuant to a previously established Rule 10b5-1 Plan.
Represents weighted average sales price. The shares were sold at prices ranging from $48.04 to $49.0375. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
Represents weighted average sales price. The shares were sold at prices ranging from $49.04 to $50.035. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $50.04 to $50.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $48.185 to $49.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $49.1875 to $49.805. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $47.85 to $48.835. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $48.84 to $49.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $49.84 to $50.8375. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $50.84 to $51.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.