Filing Details

Accession Number:
0001312109-21-000213
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-15 16:39:27
Reporting Period:
2021-09-13
Accepted Time:
2021-09-15 16:39:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1312109 Silvergate Capital Corp SI State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1757653 D. Paul Colucci 4250 Executive Square
Suite 300
La Jolla CA 92037
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-09-13 4,521 $108.28 16,080 No 4 S Indirect By Custodial Account for Spouse
Class A Common Stock Disposition 2021-09-13 5,479 $109.23 10,601 No 4 S Indirect By Custodial Account for Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Custodial Account for Spouse
No 4 S Indirect By Custodial Account for Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 44,534 Direct
Class A Common Stock 17,127 Indirect By Custodial Account for Self
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Restricted Stock Units $0.00 674 674 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
674 674 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $108.00 to $108.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $109.00 to $109.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
  4. The restricted stock units vest in full on June 11, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date.