Filing Details

Accession Number:
0001540755-21-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-14 21:46:00
Reporting Period:
2021-09-07
Accepted Time:
2021-09-14 21:46:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1540755 Anaplan Inc. PLAN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249051 Frank Calderoni C/O Anaplan, Inc.
50 Hawthorne Street
San Francisco CA 94105
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-09-07 696,459 $0.00 641,462 No 5 G Direct
Common Stock Acquisiton 2021-09-07 696,459 $0.00 696,459 No 5 G Indirect By Trust
Common Stock Disposition 2021-09-10 41,198 $65.75 655,261 No 4 S Indirect By Trust
Common Stock Disposition 2021-09-10 3,802 $66.55 651,459 No 4 S Indirect By Trust
Common Stock Acquisiton 2021-09-10 51,112 $0.00 692,574 No 4 M Direct
Common Stock Disposition 2021-09-14 25,907 $64.94 666,667 No 4 S Direct
Common Stock Acquisiton 2021-09-10 9,759 $0.00 676,426 No 4 M Direct
Common Stock Disposition 2021-09-14 4,947 $64.94 671,479 No 4 S Direct
Common Stock Acquisiton 2021-09-10 8,362 $0.00 679,841 No 4 M Direct
Common Stock Disposition 2021-09-14 4,239 $64.94 675,602 No 4 S Direct
Common Stock Acquisiton 2021-09-10 4,327 $0.00 679,929 No 4 M Direct
Common Stock Disposition 2021-09-14 2,194 $64.94 677,735 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2021-09-10 51,112 $0.00 51,112 $0.00
Common Stock Restricted Stock Units Disposition 2021-09-10 9,759 $0.00 9,759 $0.00
Common Stock Restricted Stock Units Disposition 2021-09-10 8,362 $0.00 8,362 $0.00
Common Stock Restricted Stock Units Disposition 2021-09-10 4,327 $0.00 4,327 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
204,450 No 4 M Direct
68,317 No 4 M Direct
83,615 No 4 M Direct
60,580 No 4 M Direct
Footnotes
  1. On September 7, 2021, the reporting person gifted 696,459 directly owned shares of common stock to the Frank Calderoni & Brenda Zawatski Living Trust U/A/D 3/11/05, of which the Reporting Person and his wife are trustees and beneficiaries.
  2. The shares are held by the Frank Calderoni & Brenda Zawatski Living Trust U/A/D 3/11/05, of which the Reporting Person and his wife are trustees and beneficiaries.
  3. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $65.19 to $66.18, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $66.19 to $66.80, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  6. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 50% of the RSUs vested on September 10, 2020, with the remainder vesting in equal quarterly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
  7. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
  8. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on September 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
  9. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
  10. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.