Filing Details
- Accession Number:
- 0001493152-21-022633
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-14 10:41:50
- Reporting Period:
- 2021-03-22
- Accepted Time:
- 2021-09-14 10:41:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1534708 | Eastside Distilling Inc. | EAST | Beverages (2080) | 203937596 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1854373 | Ann Elizabeth Levy-Navarro | C/O Eastside Distilling, Inc. 8911 Ne Marx Drive, Suite A2 Portland, OR 97220 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-11 | 8,722 | $0.00 | 8,722 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-27 | 8,722 | $2.22 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2021-03-22 | 5,000 | $0.00 | 5,000 | $1.90 |
| Common Stock | Restricted Stock Units | Acquisiton | 2021-03-22 | 0 | $0.00 | 0 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2021-05-11 | 8,722 | $0.00 | 8,722 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-05-11 | 8,722 | $0.00 | 8,722 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2021-03-22 | 2031-03-22 | No | 4 | A | Direct |
| 0 | 2021-06-30 | 2022-03-31 | No | 4 | A | Direct |
| 8,722 | 2021-05-11 | 2021-05-11 | No | 4 | A | Direct |
| 0 | 2021-05-11 | 2021-05-11 | No | 4 | M | Direct |
Footnotes
- Repesents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on March 22, 2021.
- The options are immediately exercisable.
- Granted under the Issuer's 2016 Equity Incentive Plan.
- Each RSU represents the right to receive shares of common stock upon settlement for no consideration.
- On March 22, 2021, the Issuer's Board of Directors awarded the reporting person $16,600 in value of RSUs, 1/4 of which will be earned and vested on each of June 30, 2021, September 30, 2021, December 31, 2021, and March 31, 2022, if the reporting person remains employed on the applicable quarterly vesting date. Although the last installment of this RSU has vested, the Issuer has not yet issued the shares of common stock underlying this RSU.
- All 8,722 RSUs vested immediately upon grant.
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