Filing Details

Accession Number:
0001213900-21-047889
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-14 09:00:48
Reporting Period:
2021-09-13
Accepted Time:
2021-09-14 09:00:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1263385 E Randall Paulson C/O B. Riley Financial, Inc.
11100 Santa Monica Blvd., Suite 800
Los Angeles CA 90025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-13 15,000 $60.51 114,417 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct