Filing Details

Accession Number:
0001209191-21-055727
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-13 18:24:59
Reporting Period:
2021-09-09
Accepted Time:
2021-09-13 18:24:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1418135 Keurig Dr Pepper Inc. KDP Beverages (2080) 753258232
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1745832 Derek Herbert Hopkins 6425 Hall Of Fame Lane
Frisco TX 75034
President, Cold Beverages No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-09 108,257 $0.00 576,711 No 4 M Direct
Common Stock Disposition 2021-09-10 38,513 $35.04 538,198 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2021-09-09 108,257 $0.00 108,257 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.
  2. These shares were sold to cover the payment of applicable taxes as a result of the vesting of the RSUs. This "sell to cover" transaction in order to satisfy tax obligations does not represent a discretionary transaction by the reporting person.
  3. The price represents the weighted average sales price of the shares that were sold in multiple transactions at prices ranging from $35.0111 to $35.0650. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares sold at each separate price.
  4. As previously disclosed, these RSUs were acquired by the reporting person as a result of the conversion of restricted stock units of Maple Parent Holdings Corp. ("Maple") to restricted stock units of the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, by and among Maple, Dr Pepper Snapple Group, Inc. and Salt Merger Sub, Inc. The RSUs vested in full on September 9, 2021.