Filing Details

Accession Number:
0000899243-21-035697
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-09-13 17:05:45
Reporting Period:
2021-08-24
Accepted Time:
2021-09-13 17:05:45
Original Submission Date:
2021-08-26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1806201 Open Lending Corp LPRO Personal Credit Institutions (6141) 823008583
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1814533 Bregal Investments, Inc. 277 Park Avenue
29Th Floor
New York NY 10172
No No Yes No
1814601 Ltd Jersey Partner General America North Bregal Second Floor, Windward House
La Route De La Liberation
St. Helier, Jersey Y9 JE2 3BQ
No No Yes No
1814733 Bregal Sagemount I, L.p. Second Floor, Windward House
La Route De La Liberation
St. Helier, Jersey Y9 JE2 3BQ
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-08-24 170,000 $34.75 8,286,192 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.75 to $34.80, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Bregal Sagemount I, L.P. ("Bregal Sagemount") is the record holder of the shares reported. Bregal North America General Partner Jersey Limited (the "General Partner") is the General Partner of Bregal Sagemount. Bregal Investments, Inc. ("Bregal Investments") is the registered investment advisor of Bregal Sagemount. Each of the General Partner and Bregal Investments disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes.