Filing Details
- Accession Number:
- 0001209191-21-055685
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-13 16:40:15
- Reporting Period:
- 2021-09-09
- Accepted Time:
- 2021-09-13 16:40:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1347178 | Vanda Pharmaceuticals Inc. | VNDA | Pharmaceutical Preparations (2834) | 030491827 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1802653 | Ray Stephen Mitchell | C/O Vanda Pharmaceuticals Inc. 2200 Pennsylvania Avenue, Suite 300E Washington DC 20037 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-09-09 | 5,985 | $10.57 | 15,200 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-09-09 | 13,124 | $12.70 | 28,324 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-09 | 19,109 | $16.74 | 9,215 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-09-09 | 5,985 | $0.00 | 5,985 | $10.57 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-09-09 | 13,124 | $0.00 | 13,124 | $12.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2030-06-10 | No | 4 | M | Direct | |
| 21,876 | 2030-02-13 | No | 4 | M | Direct |
Footnotes
- A portion of the shares was sold to satisfy the exercise price of the stock options.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.53 to $16.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- This option vested and became exercisable with respect to 100% of the option shares on June 11, 2021.
- The option vested with respect to 25% of the underlying shares on February 14, 2021, with the balance vesting in equal monthly installments over the next 36 months of continuous service thereafter, provided the Reporting Person provides continuous service to the Issuer through the applicable vesting date.
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