Filing Details

Accession Number:
0000913760-21-000141
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-13 16:17:25
Reporting Period:
2021-09-09
Accepted Time:
2021-09-13 16:17:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
913760 Stonex Group Inc. SNEX Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 592921318
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208362 Michael Sean Oconnor 230 Park Avenue
10Th Floor
New York NY 10169
Ceo/President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-09 13,079 $25.91 344,098 No 4 M Direct
Common Stock Disposition 2021-09-09 9,385 $67.68 334,713 No 4 S Direct
Common Stock Acquisiton 2021-09-09 16,026 $25.91 350,739 No 4 M Direct
Common Stock Disposition 2021-09-09 10,000 $68.00 340,739 No 4 S Direct
Common Stock Acquisiton 2021-09-10 1,835 $25.91 342,574 No 4 M Direct
Common Stock Disposition 2021-09-10 1,325 $68.00 341,249 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Disposition 2021-09-09 13,079 $0.00 13,079 $25.91
Common Stock Options Disposition 2021-09-09 16,026 $0.00 16,026 $25.91
Common Stock Options Disposition 2021-09-10 1,835 $0.00 1,835 $25.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
291,921 2016-12-16 2021-12-16 No 4 M Direct
275,895 2016-12-16 2021-12-16 No 4 M Direct
274,060 2016-12-16 2021-12-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 61,290 Indirect By Trust
Common Stock 780,434 Indirect Darseaker Limited
Footnotes
  1. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.