Filing Details
- Accession Number:
- 0001104659-21-114785
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-10 19:19:55
- Reporting Period:
- 2021-09-08
- Accepted Time:
- 2021-09-10 19:19:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 4281 | Howmet Aerospace Inc. | HWM | Rolling Drawing & Extruding Of Nonferrous Metals (3350) | 250317820 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1688603 | Ken Giacobbe | 201 Isabella Street Suite 200 Pittsburgh PA 15212 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-09-08 | 5,255 | $21.98 | 261,992 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-08 | 4,386 | $31.08 | 257,606 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-09-08 | 5,255 | $0.00 | 5,255 | $21.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-01-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 678 | Indirect | By Company 401(k) Plan |
Footnotes
- Represents shares sold in the open market, the proceeds of which were used to pay the exercise price and tax withholding obligations incurred upon the exercise of the option.
- The option became exercisable in three equal annual installments beginning on January 20, 2013, which was the first anniversary of the date on which the option was granted.
Billionaire Hedge Funds
