Filing Details

Accession Number:
0000855658-21-000207
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-10 13:09:41
Reporting Period:
2021-09-04
Accepted Time:
2021-09-10 13:09:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
855658 Lattice Semiconductor Corp LSCC Semiconductors & Related Devices (3674) 930835214
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1644651 Robert James Anderson 5555 Ne Moore Court
Hillsboro OR 97124
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-04 31,385 $0.00 540,197 No 4 M Direct
Common Stock Disposition 2021-09-04 16,525 $63.07 523,672 No 4 S Direct
Common Stock Acquisiton 2021-09-04 181,475 $0.00 705,147 No 4 M Direct
Common Stock Disposition 2021-09-04 95,547 $63.07 609,600 No 4 S Direct
Common Stock Disposition 2021-09-08 30,000 $62.44 579,600 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Restricted Stock Unit (PRSU) Disposition 2021-09-04 181,475 $0.00 181,475 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2021-09-04 31,385 $0.00 31,385 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
280,702 2024-02-19 No 4 M Direct
342,974 2022-02-19 No 4 M Direct
Footnotes
  1. Restricted Stock Units - no purchase price for this transaction.
  2. These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
  3. The transaction indicated was conducted under an approved 10b5-1 Plan.
  4. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $61.95 to $63.37.
  5. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
  6. Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.
  7. Not applicable.
  8. Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.