Filing Details

Accession Number:
0001764073-21-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-09 17:50:48
Reporting Period:
2021-09-02
Accepted Time:
2021-09-09 17:50:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
945114 Global Industrial Co GIC Wholesale-Industrial Machinery & Equipment (5084) 113262067
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1764073 Donna Fielding C/O Global Industrial Company
11 Harbor Park Drive
Port Washington NY 11050
Chief Human Resources Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-02 447 $18.91 3,311 No 4 J Direct
Common Stock Acquisiton 2021-09-07 3,084 $23.72 6,395 No 4 M Direct
Common Stock Disposition 2021-09-07 3,444 $38.04 2,951 No 4 S Direct
Common Stock Acquisiton 2021-09-08 4,543 $23.72 7,494 No 4 M Direct
Common Stock Acquisiton 2021-09-08 1,647 $23.65 9,141 No 4 M Direct
Common Stock Disposition 2021-09-08 7,729 $36.65 1,412 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2021-09-07 3,084 $0.00 3,084 $23.72
Common Stock Employee Stock Option (right to buy) Disposition 2021-09-08 4,543 $0.00 4,543 $23.72
Common Stock Employee Stock Option (right to buy) Disposition 2021-09-08 1,647 $0.00 1,647 $23.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,169 2029-01-17 No 4 C Direct
7,626 2029-01-17 No 4 C Direct
4,940 2030-02-10 No 4 C Direct
Footnotes
  1. The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2021. This transaction is exempt under Rule 16b-3(c).
  2. In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2020.
  3. This transaction was executed in multiple trades at prices ranging from $38.00 to $38.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $36.14 to $37.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. The Employee Stock Option (right to buy) granted on January 17, 2019 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.
  6. The Employee Stock Option (right to buy) granted on February 10, 2020 have a four year vesting schedule with 1,647 vesting on the first anniversary date of the grant date; 1,647 vesting on the second anniversary date of the grant date; 1,647 vesting on the third anniversary date of the grant date; and 1,646 vesting on the fourth anniversary date of the grant date