Filing Details

Accession Number:
0000049071-11-000097
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-11 08:35:21
Reporting Period:
2011-05-09
Filing Date:
2011-05-11
Accepted Time:
2011-05-11 08:35:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1025393 Jr/Ky A David Jones Chrysalis Ventures, Inc.
101 S. Fifth Street, Suite 1650
Louisville KY 40202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Disposition 2011-05-09 10,000 $77.14 197,293 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Humana Common 72 Indirect See Footnote
Humana Common 1,300 Indirect See Footnote
Humana Common 1,300 Indirect See Footnote
Humana Common 300 Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Options $11.55 2003-01-02 2012-01-02 5,000 5,000 Direct
Humana Common Options $10.19 2004-01-02 2013-01-02 5,000 5,000 Direct
Humana Common Options $23.05 2005-01-02 2014-01-02 2,500 2,500 Direct
Humana Common Stock Units $0.00 5,022 5,022 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-01-02 5,000 5,000 Direct
2013-01-02 5,000 5,000 Direct
2014-01-02 2,500 2,500 Direct
5,022 5,022 Direct
Footnotes
  1. The shares sold in multiple lots ranging from $77.00 to $77.505. The weighted average sale price was $77.1366.
  2. Reporting person indirectly owns 1,300 shares held by spouse as custodian for daughter.
  3. Reporting person indirectly owns 1,300 shares held by spouse as custodian for son.
  4. Reporting person indirectly owns 300 shares held in an Individual Retirement Account.
  5. Reporting person indirectly owns 72 shares held by spouse.
  6. Right to buy pursuant to Humana Inc.'s 1996 Incentive Stock Option Plan.
  7. Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.
  8. Director's cash fee elected to be converted into stock units, deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).