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Home > Insider Trading > Filing (0001593968-21-002103)

Filing Details

Accession Number:: 0001593968-21-002103
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-09-09 16:31:55
Reporting Period:: 2021-09-07

Accepted Time:: 2021-09-09 16:31:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1413837	First Foundation Inc.	FFWM	State Commercial Banks (6022)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1594281	John Hakopian	200 Crescent Court Ste 1400 Dallas TX 75201	President, Ffa	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-09-07	3,000	$7.50	36,686	No	4	M	Direct
Common Stock	Disposition	2021-09-07	3,000	$24.50	33,686	No	4	S	Direct
Common Stock	Acquisiton	2021-09-07	1,193	$7.50	34,879	No	4	M	Direct
Common Stock	Disposition	2021-09-07	1,193	$24.54	33,686	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (right to buy)	Disposition	2021-09-07	3,000	$0.00	3,000	$7.50
Common Stock	Option (right to buy)	Disposition	2021-09-07	1,193	$0.00	1,193	$7.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
51,193	2012-10-25	2021-10-25	No	4	M	Direct
50,000	2012-10-25	2021-10-25	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	806,842	Indirect	Family Trust

Footnotes

Option exercise price.