Filing Details

Accession Number:
0001593968-21-002102
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-09 16:31:23
Reporting Period:
2021-09-07
Accepted Time:
2021-09-09 16:31:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1413837 First Foundation Inc. FFWM State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1594279 Jr E. Ulrich Keller 200 Crescent Court
Ste 1400
Dallas TX 75201
Chairman No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-07 5,000 $8.25 25,687 No 4 M Direct
Common Stock Disposition 2021-09-07 5,000 $24.51 20,687 No 4 S Direct
Common Stock Acquisiton 2021-09-08 5,000 $8.25 25,687 No 4 M Direct
Common Stock Disposition 2021-09-08 5,000 $24.35 20,687 No 4 S Direct
Common Stock Acquisiton 2021-09-09 5,000 $8.25 25,687 No 4 M Direct
Common Stock Disposition 2021-09-09 5,000 $24.53 20,687 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2021-09-07 5,000 $0.00 5,000 $8.25
Common Stock Option (right to buy) Disposition 2021-09-08 5,000 $0.00 5,000 $8.25
Common Stock Option (right to buy) Disposition 2021-09-09 5,000 $0.00 5,000 $8.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,000 2012-10-25 2021-10-25 No 4 M Direct
10,000 2012-10-25 2021-10-25 No 4 M Direct
5,000 2012-10-25 2021-10-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,289,274 Indirect Family Trust
Common Stock 693,000 Indirect Limited Partnership
Common Stock 245,000 Indirect Spouse
Footnotes
  1. Option exercise price.