Filing Details

Accession Number:
0001209191-21-055128
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-08 16:05:00
Reporting Period:
2021-09-03
Accepted Time:
2021-09-08 16:05:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1643269 Sumo Logic Inc. SUMO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398231 D Steven Fitz 305 Main Street
Redwood City CA 94063
Chief Revenue Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-03 1,500 $1.92 207,440 No 4 M Direct
Common Stock Disposition 2021-09-03 1,500 $22.00 205,940 No 4 S Direct
Common Stock Acquisiton 2021-09-07 28,500 $1.92 234,440 No 4 M Direct
Common Stock Disposition 2021-09-07 28,500 $22.01 205,940 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-09-03 1,500 $0.00 1,500 $1.92
Common Stock tock Option (right to buy) Disposition 2021-09-07 28,500 $0.00 28,500 $1.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
639,229 2026-12-05 No 4 M Direct
610,729 2026-12-05 No 4 M Direct
Footnotes
  1. Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person continuing to be a Service Provider through each such date.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.
  3. This sale price represents the weighted average sale price of the shares sold ranging from $22.00 to $22.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  4. The shares underlying this option vested as to 1/4th of the total shares on November 5, 2019 with 1/48th of the total shares vesting monthly thereafter, subject to the Reporting Person's continued role as a service provider to the Issuer.