Filing Details

Accession Number:
0001288847-21-000120
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-08 16:04:41
Reporting Period:
2021-09-03
Accepted Time:
2021-09-08 16:04:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288847 Five9 Inc. FIVN Services-Computer Processing & Data Preparation (7374) 943394123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1305625 Scott Welch C/O Five9, Inc.
3001 Bishop Dr., Ste. #350
San Ramon, CA 94583
Evp, Telco Services & Gm Emea No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-03 3,701 $29.89 43,990 No 4 M Direct
Common Stock Acquisiton 2021-09-03 1,062 $53.00 45,052 No 4 M Direct
Common Stock Disposition 2021-09-03 1,513 $166.27 43,539 No 4 S Direct
Common Stock Disposition 2021-09-03 655 $169.69 42,884 No 4 S Direct
Common Stock Disposition 2021-09-03 2,415 $170.41 40,469 No 4 S Direct
Common Stock Disposition 2021-09-03 431 $171.44 40,038 No 4 S Direct
Common Stock Disposition 2021-09-07 1,000 $170.02 39,038 No 4 S Direct
Common Stock Disposition 2021-09-07 1,556 $170.55 37,482 No 4 S Direct
Common Stock Disposition 2021-09-07 1,546 $171.79 35,936 No 4 S Direct
Common Stock Disposition 2021-09-07 741 $172.49 35,195 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2021-09-03 3,701 $0.00 3,701 $29.89
Common Stock Employee Stock Option (right to buy) Disposition 2021-09-03 1,062 $0.00 1,062 $53.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,402 2028-02-26 No 4 M Direct
6,372 2029-02-22 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,500 Indirect by Trust
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.23 to $166.75, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.92 to $169.90, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.98 to $170.93, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.25 to $171.59, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  6. The reported sales were to cover taxes upon the vesting of restricted stock units.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.29 to $170.28, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.32 to $171.25, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.25 to $172.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.28 to $172.74, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  11. The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018.
  12. The option vests in 48 equal monthly installments beginning on the one month anniversary of February 22, 2019.