Filing Details

Accession Number:
0001104659-21-113481
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-07 17:20:55
Reporting Period:
2021-09-02
Accepted Time:
2021-09-07 17:20:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1857154 Krispy Kreme Inc. DNUT () C4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1394212 Se Lucresca 4, Rue Jean Monnet
Luxembourg N4 L-2180
No No Yes No
1579044 Se Agnaten 4, Rue Jean Monnet
Luxembourg N4 L-2180
No No Yes No
1579134 B.v. Holdings Jab Piet Heinkade 55
Amsterdam P7 NL 1019 GM
No No Yes No
1621428 Jab Holding Co S.a R.l. 4, Rue Jean Monnet
Luxembourg N4 L-2180
No No Yes No
1746867 B.v. Benckiser A. Joh. Oosterdoksstraat 80
Amsterdam P7 1011DK
No No Yes No
1747036 R.l. S.a Investments Jab 4, Rue Jean Monnet
Luxembourg N4 L-2180
No No Yes No
1869810 B.v. Indulgence Jab Piet Heinkade 55
Amsterdam P7 NL 1019 GM
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2021-09-02 103,529 $16.73 7,870,492 No 4 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2021-09-03 360,284 $16.28 8,230,776 No 4 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2021-09-03 2,900 $16.77 8,233,676 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 62,142,733 Indirect JAB Indulgence B.V.
Footnotes
  1. On September 2, 2021, JAB Holdings B.V. purchased shares of Common Stock, par value $0.01 per share (the "Shares"), of Krispy Kreme, Inc. ("Krispy Kreme") in open market transactions.
  2. The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $16.6300 to $16.8400, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range.
  3. These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.
  4. On September 3, 2021, JAB Holdings B.V. purchased Shares of Krispy Kreme in open market transactions.
  5. The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $15.7600 to $16.7500, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range.
  6. The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $16.7600 to $16.7750, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range.
  7. These Shares are held and beneficially owned by JAB Indulgence B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Indulgence B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.