Filing Details
- Accession Number:
- 0001321466-11-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-10 18:43:59
- Reporting Period:
- 2011-05-09
- Filing Date:
- 2011-05-10
- Accepted Time:
- 2011-05-10 18:43:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1076481 | Sequenom Inc | SQNM | Measuring & Controlling Devices, Nec (3829) | 770365889 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321466 | Clarke Neumann | 3595 John Hopkins Court San Diego CA 92121 | Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-09 | 5,000 | $1.87 | 22,945 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-09 | 5,000 | $8.00 | 17,945 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-09 | 911 | $4.23 | 18,856 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-09 | 911 | $8.00 | 17,945 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-09 | 100 | $4.23 | 18,045 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-09 | 100 | $8.00 | 17,945 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-09 | 100 | $4.23 | 18,045 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-09 | 100 | $8.00 | 17,945 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-05-09 | 5,000 | $0.00 | 5,000 | $1.87 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-05-09 | 911 | $0.00 | 911 | $4.23 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-05-09 | 100 | $0.00 | 100 | $4.23 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-05-09 | 100 | $0.00 | 100 | $4.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 52,500 | 2016-06-05 | No | 4 | M | Direct | |
| 200 | 2012-10-14 | No | 4 | M | Direct | |
| 100 | 2012-10-14 | No | 4 | M | Direct | |
| 0 | 2012-10-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,000 | Indirect | by Spouse |
Footnotes
- The sales of shares set forth herein are made in connection with a selling plan dated August 24, 2010 that is intended to comply with Rule 10b5-1(C).
- The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.01, per share. The reporting person undertakes to provide to Sequenom, Inc. (the Company), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The shares subject to the stock option became fully vested on June 6, 2010.
- The shares subject to the stock option became fully vested on October 14, 2006.
Billionaire Hedge Funds
