Filing Details

Accession Number:
0001415889-21-004251
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-03 17:55:47
Reporting Period:
2021-09-03
Accepted Time:
2021-09-03 17:55:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1511737 Ubiquiti Inc. UI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1433339 Ronald Sege C/O Ubiquiti Inc.
685 Third Avenue, 27Th Floor
New York NY 10017
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-03 1,584 $10.77 1,584 No 4 M Direct
Common Stock Disposition 2021-09-03 1,584 $329.31 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-09-03 1,584 $0.00 1,584 $10.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,920 2022-11-12 No 4 M Direct
Footnotes
  1. Includes 539 shares which are held in a constructive trust for Eugenia Sege pursuant to the terms of a divorce decree dated December 17, 2017.
  2. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2020. The proceeds from the sale of 539 shares, net of the exercise price, will be provided to Eugenia Sege pursuant to a constructive trust established under a divorce decree dated December 17, 2017.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $322.96 to $332.12, inclusive. The reporting person undertakes to provide Ubiquiti Inc., any security holder of Ubiquiti Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. 1/3 of the shares originally subject to the options became vested on October 4, 2013, and 1/36th of the shares originally subject to the options vested each month thereafter such that all shares were fully vested on October 4, 2015.