Filing Details

Accession Number:
0001601712-21-000266
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-03 16:54:56
Reporting Period:
2021-09-01
Accepted Time:
2021-09-03 16:54:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1601712 Synchrony Financial SYF Finance Services (6199) 510483352
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614718 M Margaret Keane C/O Synchrony Financial
777 Long Ridge Road
Stamford CT 06902
See Remarks Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-01 118,087 $29.33 914,287 No 4 M Direct
Common Stock Disposition 2021-09-01 118,087 $49.09 796,200 No 4 S Direct
Common Stock Disposition 2021-09-01 27,660 $49.18 768,540 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Disposition 2021-09-01 118,087 $0.00 118,087 $29.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2026-04-01 No 4 M Direct
Footnotes
  1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.
  2. This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.
  3. The reporting person was awarded 118,087 employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.