Filing Details

Accession Number:
0001601712-21-000262
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-03 16:53:26
Reporting Period:
2021-09-01
Accepted Time:
2021-09-03 16:53:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1601712 Synchrony Financial SYF Finance Services (6199) 510483352
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1704474 Paul Whynott C/O Synchrony Financial
777 Long Ridge Road
Stamford CT 06902
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-01 10,007 $30.41 68,905 No 4 M Direct
Common Stock Disposition 2021-09-01 10,007 $49.09 58,898 No 4 S Direct
Common Stock Acquisiton 2021-09-01 13,527 $29.33 72,425 No 4 M Direct
Common Stock Disposition 2021-09-01 13,527 $49.09 58,898 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2021-09-01 10,007 $0.00 10,007 $30.41
Common Stock Employee Stock Option (right to buy) Disposition 2021-09-01 13,527 $0.00 13,527 $29.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-04-01 No 4 M Direct
0 2026-04-01 No 4 M Direct
Footnotes
  1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021.
  2. The reporting person was awarded 10,007 employee stock options on April 1, 2015, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
  3. The reporting person was awarded 13,527 employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.