Filing Details

Accession Number:
0001140361-21-030368
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-03 16:08:55
Reporting Period:
2021-09-01
Accepted Time:
2021-09-03 16:08:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1167419 Riot Blockchain Inc. RIOT Services-Computer Processing & Data Preparation (7374) 841553387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1863502 Ag Data Northern An Der Welle 3
Frankfurt Am Main 2M 60322
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Disposition 2021-09-01 1,850,008 $36.84 9,949,992 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents shares of the Issuer's common stock, no par value, sold by such Reporting Person in a secondary public offering as a selling stockholder pursuant to a registration statement on Form S-3 (Registration No. 333-259039), filed with the Securities and Exchange Commission by the Issuer on August 24, 2021.
  2. Represents the total direct and indirect ownership of the security held by the Reporting Person immediately following the transaction reported by this Form 4.