Filing Details
- Accession Number:
- 0001615594-21-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-03 16:05:55
- Reporting Period:
- 2021-09-01
- Accepted Time:
- 2021-09-03 16:05:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 892482 | Qumu Corp | QUMU | Services-Prepackaged Software (7372) | 411577970 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1721474 | Dave Ristow | 400 S. 4Th Street, Suite 401-412 Minneapolis MN 55415 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-09-01 | 45,079 | $2.92 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-09-01 | 25,000 | $2.28 | 25,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-09-01 | 12,500 | $2.13 | 37,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-01 | 37,500 | $2.88 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-09-02 | 100,000 | $2.13 | 100,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-02 | 100,000 | $2.86 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right-to-Buy) | Disposition | 2021-09-01 | 25,000 | $0.00 | 25,000 | $2.13 |
| Common Stock | Stock Option (Right-to-Buy) | Disposition | 2021-09-01 | 12,500 | $0.00 | 12,500 | $2.28 |
| Common Stock | Stock Option (Right-to-Buy) | Disposition | 2021-09-02 | 100,000 | $0.00 | 100,000 | $2.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-12-10 | 2025-12-10 | No | 4 | M | Direct |
| 0 | 2018-12-15 | 2024-12-15 | No | 4 | M | Direct |
| 0 | 2018-12-15 | 2024-12-15 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $2.81 to $3.101, inclusive.
- The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $2.83 to $2.965, inclusive.
- The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $2.81 to $2.95, inclusive.
Billionaire Hedge Funds
