Filing Details
- Accession Number:
- 0001209191-21-054694
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-09-03 15:16:06
- Reporting Period:
- 2021-06-09
- Accepted Time:
- 2021-09-03 15:16:06
- Original Submission Date:
- 2021-07-01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1591587 | Assetmark Financial Holdings Inc. | AMK | Investment Advice (6282) | 300774039 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1782585 | Mukesh Mehta | C/O Assetmark Financial Holdings, Inc. 1655 Grant Street, 10Th Floor Concord CA 94520 | Evp, Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-06-09 | 859 | $25.68 | 318,865 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-08-18 | 15,872 | $27.08 | 302,993 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-08-19 | 500 | $27.00 | 302,493 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person.
- Transaction executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.
- These transactions were executed in multiple trades at prices ranging from $27.00 to $27.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
