Filing Details

Accession Number:
0001209191-21-054693
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-09-03 15:15:19
Reporting Period:
2021-06-09
Accepted Time:
2021-09-03 15:15:19
Original Submission Date:
2021-07-01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1591587 Assetmark Financial Holdings Inc. AMK Investment Advice (6282) 300774039
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1806039 Esi Minta-Jacobs C/O Assetmark Financial Holdings, Inc.
1655 Grant Street, 10Th Floor
Concord CA 94520
Evp, Hr & Project Management No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-06-09 301 $25.68 55,618 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person.