Filing Details
- Accession Number:
- 0001209191-21-054675
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-03 13:02:35
- Reporting Period:
- 2021-09-01
- Accepted Time:
- 2021-09-03 13:02:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488891 | Hans-Martin Blickensdoerfer | 25651 Atlantic Ocean Drive Lake Forest CA 92630 | Sr. Vp, Comm. Ops, China | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-09-01 | 8,621 | $157.61 | 99,760 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-09-01 | 17,573 | $16.15 | 117,333 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-01 | 17,573 | $157.61 | 99,760 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-09-02 | 11,038 | $157.50 | 88,722 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-09-02 | 871 | $16.15 | 89,593 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-09-02 | 13,484 | $29.80 | 103,077 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-09-02 | 2,988 | $35.98 | 106,065 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-02 | 17,343 | $157.50 | 88,722 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Options | Disposition | 2021-09-01 | 17,573 | $0.00 | 17,573 | $16.15 |
| Common Stock | Common Stock Options | Disposition | 2021-09-02 | 871 | $0.00 | 871 | $16.15 |
| Common Stock | Common Stock Options | Disposition | 2021-09-02 | 13,484 | $0.00 | 13,484 | $29.80 |
| Common Stock | Common Stock Options | Disposition | 2021-09-02 | 2,988 | $0.00 | 2,988 | $35.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 871 | 2019-03-15 | 2028-03-14 | No | 4 | M | Direct |
| 0 | 2019-03-15 | 2028-03-14 | No | 4 | M | Direct |
| 0 | 2019-06-14 | 2028-06-13 | No | 4 | M | Direct |
| 18,140 | 2020-03-14 | 2029-03-13 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.50 to $157.99, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.50 to $157.99, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.50 to $157.56, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.50 to $157.72, inclusive.
- The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/13/2029.
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