Filing Details

Accession Number:
0001562180-21-005785
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-03 12:19:04
Reporting Period:
2021-09-02
Accepted Time:
2021-09-03 12:19:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113169 Price T Rowe Group Inc TROW Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 522264646
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1763507 Sebastien Page 100 E. Pratt Street
Baltimore MD 21202
Vice President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-09-02 7,667 $220.95 35,235 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Acquisiton 2015-09-01 1 $0.00 1 $68.32
Common Stock Stock Option Acquisiton 2015-09-01 4,389 $0.00 4,389 $68.32
Common Stock Stock Option Acquisiton 2015-09-01 4,749 $0.00 4,749 $68.32
Common Stock Stock Option Acquisiton 2015-09-10 7,920 $0.00 7,920 $69.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1 2025-09-01 No 5 A Direct
4,389 2025-09-01 No 5 A Direct
9,138 2025-09-01 No 5 A Direct
7,920 2025-09-10 No 5 A Direct
Footnotes
  1. The range of prices for this transaction were $220.76 to $221.33. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.5% on June 24, 2021, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc.
  3. 09/01/2015 Grant - The option vests 20% annually over a 5 year period beginning on 09/01/2016.
  4. 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.