Filing Details

Accession Number:
0001437749-21-021409
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-02 17:27:47
Reporting Period:
2021-09-01
Accepted Time:
2021-09-02 17:27:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1777921 Avepoint Inc. AVPT Services-Prepackaged Software (7372) 834461709
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1865618 Xunkai Gong C/O Avepoint, Inc.
525 Washington Boulevard, Suite 1400
Jersey City NJ 07310
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-01 25,000 $9.65 11,431,776 No 4 P Indirect By Trusts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trusts
Footnotes
  1. G Sonata Trust, of which the Reporting Person is the Trustee, purchased 25,000 shares of the Issuer's common stock at the public offering price reported herein.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
  3. 7,409,552 of these shares are held by G Sonata Trust, 2,011,112 of these shares are held by The Purple Cove Trust, and 2,011,112 of these shares are held by The Purple Harbor Trust. The Reporting Person is the Trustee of the Trusts being reported herein. The Reporting Person disclaims beneficial ownership with respect to the shares being reported herein, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.