Filing Details

Accession Number:
0001493152-21-021846
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-02 10:50:25
Reporting Period:
2021-09-01
Accepted Time:
2021-09-02 10:50:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1397016 Optex Systems Holdings Inc OPXS Optical Instruments & Lenses (3827) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1442755 Rimmy R. Malhotra 1420 Presidential Drive
Richardson TX 75081
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-01 2,500 $1.55 112,500 No 4 P Direct
Common Stock Acquisiton 2021-09-01 5,810 $1.56 118,310 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. Mr. Malhotra is also the indirect beneficial owner of 76,900 shares which are directly owned by The Nicoya Fund, LLC, a Delaware limited liability company. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund.