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Home > Insider Trading > Filing (0001654954-21-009686)

Filing Details

Accession Number:: 0001654954-21-009686
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-09-01 20:26:44
Reporting Period:: 2021-08-30

Accepted Time:: 2021-09-01 20:26:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1838128	Lowell Farms Inc.	LOWLF	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1548443	George Allen	C/O Lowell Farms Inc. 19 Quail Run Circle, Suite B Salinas CA 93907		No	No	No	No
1861452	Geronimo Capital Llc	19 Quail Run Circle, Suite B Salinas CA 93907		No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Subordinate Voting Shares	Acquisiton	2021-08-30	200,000	$0.00	200,000	No	4	P	Indirect	see footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	see footnote

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Subordinate Voting Shares	Warrants (rights to buy)	Acquisiton	2021-08-30	100,000	$0.00	100,000	$1.40

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
100,000	2021-08-30	2024-08-30	No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Subordinate Voting Shares	267,000	Direct

Footnotes

The reported securities are included within 200,000 units purchased for $1.00 per Unit. Each Unit consists of one Subordinate Voting Share and one half of one share purchase warrant.
Held by Geronimo Capital. Mr. Allen is the sole member of Geronimo Capital.