Filing Details
- Accession Number:
- 0001078207-21-000168
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-01 19:43:21
- Reporting Period:
- 2021-08-30
- Accepted Time:
- 2021-09-01 19:43:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1078207 | Nautilus Inc. | NLS | Sporting & Athletic Goods, Nec (3949) | 943002667 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1534386 | Jim Barr | C/O Nautilus, Inc. 17750 Se 6Th Way Vancouver WA 98683 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-30 | 75,796 | $1.79 | 251,019 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-30 | 75,796 | $11.61 | 175,223 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-08-31 | 75,796 | $1.79 | 251,019 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-31 | 75,796 | $11.54 | 175,223 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-09-01 | 75,796 | $1.79 | 251,019 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-01 | 75,796 | $11.29 | 175,223 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-08-30 | 75,796 | $0.00 | 75,796 | $1.79 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-08-31 | 75,796 | $0.00 | 75,796 | $1.79 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-09-01 | 75,796 | $0.00 | 75,796 | $1.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 606,367 | 2027-07-29 | No | 4 | M | Direct | |
| 530,571 | 2027-07-29 | No | 4 | M | Direct | |
| 454,775 | 2027-07-29 | No | 4 | M | Direct |
Footnotes
- On August 30, 2021, pursuant to a pre-planned Rule 10b5-1 trading plan previously adopted by Mr. Barr on June 9, 2021 for personal long-term financial and tax planning strategies purposes, Mr. Barr sold 75,796 shares of the issuer in multiple trades at prices ranging from $11.39 to $11.75. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide Nautilus, Inc., any securityholder of Nautilus, Inc., or the staff of the Securities & Exchange Commission upon request, full information regarding the number of shares sold at each separate price.
- On August 31, 2021, pursuant to a pre-planned Rule 10b5-1 trading plan previously adopted by Mr. Barr on June 9, 2021 for personal long-term financial and tax planning strategies purposes, Mr. Barr sold 75,796 shares of the issuer in multiple trades at prices ranging from $11.35 to $11.76. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide Nautilus, Inc., any securityholder of Nautilus, Inc., or the staff of the Securities & Exchange Commission upon request, full information regarding the number of shares sold at each separate price.
- On September 1, 2021, pursuant to a pre-planned Rule 10b5-1 trading plan previously adopted by Mr. Barr on June 9, 2021 for personal long-term financial and tax planning strategies purposes, Mr. Barr sold 75,796 shares of the issuer in multiple trades at prices ranging from $11.06 to $11.51. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide Nautilus, Inc., any securityholder of Nautilus, Inc., or the staff of the Securities & Exchange Commission upon request, full information regarding the number of shares sold at each separate price.
- The options will vest as to 1/3 of the total award on each of July 29, 2020, July 29, 2021 and July 29, 2022, subject to the Reporting Person's provision of services to the Issuer on such vesting dates.
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