Filing Details

Accession Number:
0000933430-21-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-01 16:46:18
Reporting Period:
2021-08-30
Accepted Time:
2021-09-01 16:46:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1539029 Clearside Biomedical Inc. CLSD () IL
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
933430 T Bradford Whitmore 1603 Orrington Ave., Ste 900
Evanston IL 60201
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-08-30 99,400 $7.06 2,735,941 No 4 S Indirect by Grace Brothers, LP
Common Stock Disposition 2021-08-31 107,682 $6.96 2,628,259 No 4 S Indirect by Grace Brothers, LP
Common Stock Disposition 2021-09-01 213,203 $6.89 2,415,056 No 4 S Indirect by Grace Brothers, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by Grace Brothers, LP
No 4 S Indirect by Grace Brothers, LP
No 4 S Indirect by Grace Brothers, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,529,845 Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.97 to $7.42. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
  2. As General Partner of Grace Brothers, LP, Bradford T. Whitmore is an indirect beneficial owner of 2,415,056 shares of Common Stock.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.8499 to $7.21. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.66 to $7.09. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.