Filing Details

Accession Number:
0001562180-21-005712
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-01 16:38:01
Reporting Period:
2021-08-30
Accepted Time:
2021-09-01 16:38:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1583648 Pieris Pharmaceuticals Inc. PIRS Pharmaceutical Preparations (2834) 300784346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1875416 Shane Olwill C/O Pieris Pharmaceuticals, Inc.
255 State Street, 9Th Floor
Boston MA 02109
Chief Development Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-30 38,400 $1.52 43,038 No 4 M Direct
Common Stock Disposition 2021-08-30 9,200 $5.00 33,838 No 4 S Direct
Common Stock Disposition 2021-08-30 29,200 $5.15 4,638 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-08-30 38,400 $0.00 100,000 $1.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
61,600 2026-02-12 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.07 to $5.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
  2. The option has fully vested.