Filing Details
- Accession Number:
- 0000927628-21-000270
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-01 16:07:27
- Reporting Period:
- 2021-08-30
- Accepted Time:
- 2021-09-01 16:07:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1466919 | Yajnik Sanjiv | 1680 Capital One Drive Mclean VA 22102 | President, Financial Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-08-30 | 1,830 | $169.60 | 60,384 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-08-30 | 790 | $170.56 | 59,594 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-08-30 | 1,070 | $171.82 | 58,524 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-08-30 | 1,658 | $172.68 | 56,866 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on July 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.13 to $170.12. Information regarding the number of shares sold at each price will be provided upon request.
- Includes shares acquired by the reporting person through a dividend reinvestment program since the last reported transaction.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.17 to $170.81. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.29 to $172.25. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.39 to $173.00. Information regarding the number of shares sold at each price will be provided upon request.
Billionaire Hedge Funds
